FUNDAMENTALS OF A PHILOSOPHY OF ART
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XIV
One of the greatest difficulties in gaining an understanding
of what the metaphor as the tool of art might really be is that
in two of the arts-- poetry and literature--the metaphor seems
unbreakably tied up with an idea. So to make matters a little
easier for us we have to ask first: How does the metaphor apply
to those two arts, painting and music, where it does not seem
unbreakably bound to an idea? And then: Is the metaphor bound
up with an idea at all? But first let’s go back for a moment
to certain basic distinctions between the way things are used
in art and the way they are used in science and once again to
the distinctions between the metaphor and the symbol.
In art, as well as in everything else, the abstract and the concrete
exist only in relation to each other. Even to be able to think
of the abstract we must have an idea of the concrete, and to think
of the concrete an idea of the abstract (which is one reason why
so-called abstract art is not possible)--or as Juan Gris formulated
it so well for painting: “Without the concrete what do I
have to control the abstract with and without the abstract what
do I have to control the concrete with?”--but this does
not mean that abstraction in the scientific sense is used in art
or the metaphor. Here again we have our basic distinction between
science as the creative ability of man which deals entirely with
the physical and art as the creative ability of man which can
change things into beings and between the symbol as the tool of
science and the metaphor as the tool of art--which means, since
abstraction is a scientific term and ability, that what is usually
taken for abstraction in art must be something different. Perhaps
the best way to understand this is to approach it by the way of
a power shared both by the symbol and the metaphor: the power
of association.
If we go back to Kafka’s experience of the abyss which
finally culminated in “The Castle,” taking that as
an example of an artist’s experience with a metaphor, we
see that the symbol as well as the metaphor has the power to associate
to the abyss--the abyss here as a personal human experience for
the artist--but with one great difference: one is passive, the
other active--passive and active in the sense that in the case
of the metaphor the association is really not even association
but attraction, not passive but active with the quality of being
able to attract and to assemble around it other experiences relating
in essence to that one basic experience of the abyss. Everything
the artist has ever experienced in life to give him the feeling
of the abyss goes into that metaphor, on every level of life basic
experience is given:--which means that the metaphoric abyss--since
a metaphor has a definite meaning encompassing a whole group of
metaphors with the same essence or same basic experience--is not
an abstraction but a generality; that its ability to grasp other
things and experiences is not an ability of abstraction, as the
symbol’s is, but an ability of generalization.
This constant marking of the distinctions between science and
art as perhaps the two most contrasting of all man’s creative
abilities and the symbol and metaphor as the tools of each ability
is not a matter of splitting hairs, but something most essential
to our purpose--not only because there has been such a tendency
not to make the distinctions but also because the basic essential
differences are so sharp that it gives us an excellent means to
see more clearly what the special qualities of art might be. One
of the sharpest, and perhaps the key distinction, between science
and art (and thus between the symbol and the metaphor) is the
part played by the human will in science and the part played by
the human will in art. Human will, of course, is manifested in
both science and art--but in entirely opposite ways. In science
the human will is manifested by abolishing this will in order
to give things a chance to impress themselves on the scientist
(which is a means of being impressed that only the human being
has because while an animal also can be impressed, it can never
receive the outer world through the means of abolishing its will).
In art, on the other hand, human will is manifested in exactly
the opposite manner. Art through the means of the metaphor has
the possibility to show the boundlessness of human will by being
able to take everything that relates to one basic metaphor and
to assimilate and make a whole out of it regardless of what the
individual experiences in themselves might have meant--and this
is the ability that gives the metaphor its tremendous power.
Now what about time and space as they are approached in science
and time and space as they are approached in art--time and space
as natural phenomena and time and space metaphysically speaking?
In science we create symbols which by enabling us to disregard
our personal time and space completely make it possible for us
to receive the most pure physical time and space by receiving
only the physical; in art--though it differs in the different
arts (In poetic art, for example, where time and space are never
related directly to physical time and space as they are in pictorial
art and music, there is only the indication that it is a conception
of general experience. Elements of time and space may be taken
in, as in lyrical poetry with rhythm and sound or in dramatic
poetry, but it is indirect time and space only and never directly
given.)--the relation-ship of art in general to time and space
is quite a different one, the purpose quite a different one. Art,
since it also deals with metaphysical time and space can give
man the feeling of having space, not merely being in space, of
having tine, not merely being in time--which means that time and
space as found in art carry with them, as physical time and space
can never do, a very real relation to eternity.
But let’s go back now to our question of whether the metaphor
is bound unbreakably to an idea and to the question of how the
metaphor works in the different arts--especially in music and
painting where the contact with an idea is the least. The most
direct connection of the metaphor to an idea seems, of course,
to be in the novel where a use is made out of the metaphor that
has along with the other qualities of the metaphor a direct idea
relation, content that has to be taken in. Poetry already seems
much less bound to an idea because poetry can start with mere
sound which immediately carries a metaphor--but since it is also
working with language, the metaphor in poetry too seems to have
a certain relation to an idea. Nevertheless, the metaphor in prose
and poetry, and especially when it is strictly used, is not as
unbreakably bound to an idea as it would seem at first glance
because artistic prose, as well as poetry (although it is easier
in poetry because it is more closely related to sound) has the
deep need to get rid of language as a means of communication and
to be able by arousing direct sensual impressions to bring the
beholder into participation.
The metaphor as it is used in music (that creative ability that
relates to the self-feeling of man) carries, of course, no such
implication of an idea but before we go more deeply into the form
of the metaphor in music, we have to stop for a moment with music
itself because music has one indication that none of the other
arts has: an indication of tyranny. Music is the only art that
can dominate man--the only art that can put man into a mood he
may not even want (as military music can) or that can be put to
such uses as music has been put in primitive societies (re-enforcing,
for example, the power of ritual). In all the other arts there
is a certain screen, so to speak, between the work of art and
the beholder that allows or even sets a certain distance between
the work of art and the sense perceptions of the beholder, but
in music, and especially in certain kinds of music, there is the
possibility of a sense perception so direct that the beholder
can be completely overwhelmed. This is possible because music
has the strange ability to work by vibration and rhythm not only
on one sense, the sense of hearing, but also to work on a second
inner sense, the sense of the vegetative nervous system located
in the solar plexus, and to work on it in two ways--either indirectly,
so to speak, through the ears or directly hitting this sense.
It is the possibility of music to hit this sense directly that
gives music its terrible power because this is the sense that
translates psychological shocks into physical ones and the sense
that is the exact location, corporeally speaking, of inner feeling.
If music works on this sense only indirectly, so to speak, as
music that is real art does, it makes possible for the beholder
a synthesis of a stream of feeling and a line of thought, bringing
him by that into a real artistic experience--which means that
music as art does not exert its full power of tyranny. Music as
art does not exert the possibility of music to speak directly
to this inner sense and by that to overwhelm, blot out all the
beholder’s possible controls over the piece of music; the
possibility to utilize to the full the physical character of immediateness
that this inner sense gives music; the possibility to utilize
to the full this special means that only music has on the human
body--a means that not only makes it impossible physically to
resist it, but one that can even change the bodily disposition
of a man. This terrible possibility of music to leave no freedom
at all for the beholder if he is really subjected to it is what
Nietzsche meant when in “Birth of Tragedy” he spoke
of the Dionysian principle in music--when he spoke of Dionysos
as that wild god of life and death who had a terrible means in
his hands to make of people what he wanted: the means of music.
Music has either the power (when a line of feeling is synthesized
in the beholder with a line of thought) to bring the beholder
into a procedure of participation or music has the power (when
the stream of feeling is not counterbalanced by a line of thought)
to overwhelm, to tyrannize, to bring the beholder into a state
where he just delivers himself to it.
And now to go back to the question of what the special form of
the metaphor in music might be and of how it might be used. In
science we relate by means of the symbol things that are into
things that stand for things; in art we relate by means of the
metaphor things as they are perceived into things of us, into
things that have an implication of our own being. But in music,
which relates, of course, to time, the symbol and the phrase (the
nuclear form of the metaphor in music) are very near each other.
If we count one-two-three-four, this is a symbolic performance,
but if we make an abstraction from all things and utter the sound
mmm mmm mmm, we relate now only to human will itself. This uttering
is an abstraction from the time that things have and are into
an uttering that is a time uttering of metaphysical time (time
that is within us, that we are). Now if we change the mmm mmm
mmm to mmm mmmn mmm mmmn mm mm mm, we are still within the concrete
of our own time, but we get rhythm. The phrase is the magic means
we have in music to be able by the measure to superimpose on physical
time our mastership over our metaphysical time and by that to
make a synthesis of metaphysical time with physical time, a synthesis
of the will of time with the time of no will. This makes musical
form and the means, of course, is the phrase which can produce
all elements of music--rhythmical, melodic, etc.--and which, as
the special form of the metaphor in music, is the unification
of human will and human experience into time.
And now we come to the form of the metaphor in painting--the
ornament-- which is not only the special means in painting but
which also must have been the start of pictorial art itself. Cave
drawing and painting, for example, show such a highly developed
style that it is inconceivable that they were the first pictorial
efforts of man--which would seem to indicate that art starts with
its so-called abstract elements: pottery, decoration, and the
ornament itself, of course. The ornament (which could be said
to be an art in itself) as the metaphor in painting is concerned
only with the innermost movements of a space expression and a
time expression of a certain style period, with giving only essences
of specific style forms-- and like the phrase in music also is
very near to the symbol.
But this very nearness to the symbol, on the other hand, serves
also to point up the essential differences--and one of the best
examples for this is Egyptian art where the relation seems very
close indeed. Hegel, for example, thought Egyptian art was symbolic
because mathematics was made an expression of art. This is not
quite the case, but Hegel’s statement contained the insight
of the role played by mathematics in Egyptian art. In Egyptian
art mathematical symbols were taken in for art creation. The very
ornamental intentions themselves had mathematical intentions (which
was only true with the Egyptians). But while there has never been
an art style where the artists were under such a yoke as the Egyptian
artists were-- where artists had such a difficult superimposed
inartistic shape to conform to--there still was no use of real
mathematical symbols in my sense of the symbol. The Egyptians
were able to take the mathematical symbol into their art, but
it was only possible for it to enter into the metaphor in Egyptian
art because of the fact that mathematics, which they idealized,
was also mythical with them. It was the mythical implications
of the mathematical symbol that made it possible for the Egyptians
to use the triangle in the pyramid, for example, or the cylinder
in the statue and by the slightest deviation from the mathematical
role get into the expressive ornament (and when we look at all
other expressions of the ornament, it becomes very apparent that
the Egyptian performance did result in a real ornament).
But while Egyptian art used mathematical elements in a way no
other art has used them, we find in all art the same means as
in mathematics: the symbol, the plane, the line, the curve, etc.
But here again, we find the same essential difference between
things used in science and things used in art even though they
are the same means. If an artist, for example, draws a straight
line--one as absolutely straight as one drawn with a ruler--it
still not only is used for a different purpose but it has an entirely
different quality: the quality given by having been done with
feeling and free will. Lines drawn automatically have the implication
of still being in the concrete as to things in the sense of still
abstracting from things, but drawing lines free hand with an ornamental
purpose is related to voluntary human will and to inner space--not
to analyzing and following space but to making space and relating
inner space with outer space.
The first expression of this ability of man must have been done
in relation to an abstract purpose, but regardless of whether
pictorial art started with the ornament as an abstract art conception
or not, the ornament is the special form of the metaphor in painting
and as such has all the power of the metaphor: the power of relating
the physical to the meta-physical and the metaphysical to the
physical, the power of making given shapes conform, so to speak,
to a general ornamental vision and by that transforming them,
and bringing about that identity of the given and the meaningful.
So what Juan Gris said in relation to the concrete and abstract
can very well be paraphrased in relation to the ornament (and
still carry his meaning in a way): If I do not have the ornament,
how can I transform shapes or if I do not have shapes given how
can I control whether the ornament is working in space. In other
words, if we do not have the ornament how can we create form itself
in painting because to create form in painting means to create
the identification of the given (shapes) with the meaningful by
transforming the given by means of the ornament that comes from
within and creates its own space (as the specific form in music
is created by the phrase which makes it possible for physical
time to be interpreted in terms of metaphysical time and metaphysical
time to be interpreted in terms of physical time bringing about
that identity of physical and metaphysical time).
This means, of course, that the metaphor in art (in whatever
form) in order to be able to bring about this relation between
the physical and metaphysical (whatever relation it might be)
is bound in some way to the concrete--which in painting means
to given shapes. The basic ornamental vision differs in each painting
in the sense that it relies on the vision of experience given
in each work of art, but it still has to keep fairly near to the
given shape no matter how it might do it. This interplay of ornamental
vision and concrete shape--that is, what the relation of the ornament
is to the given shapes that are used in the creative procedure
of transforming the physical and metaphysical into one world where
they are identical--is the means by which we can control the intentions
of all styles developed in art.
Each of the three great over-all style periods of art--the first
one which included all art (with the exception of Chinese art)
up to the Greeks with another appearance again in the time of
Byzantine art; the second one which started with Greek art and
developed a continuity as to style up to Cezanne; and the third
one (which is our style) which started with Cezanne--have had
a distinguishing style as to the transformation of given shapes
as the concrete element and ornamental vision as the abstract
one, given shapes as the physical element and the ornament as
the metaphysical element.
The first great style was one where the transformation of given
shapes took on the significance of deformation. The given world
was raped, so to speak, in a tyrannical way by the ornament. In
order to bring forth the real underlying significance of that
style of art--in order to bring forth the representation of that
real other world that had to be brought forth--the ornament was
used in a tyrannical way. The second great style was one where
the transformation of given shapes took on the significance of
reformation because in a world where physical shapes contained
meaning in themselves (either because they were part of a meaningful
cosmos or because they were given meaning by God) it was a question
of re-forming, so to speak, forms in nature that already contained
meaning. The third great style--the style of transformation itself--came
into being with Cezanne when he realized that meaning could no
longer be considered to be in given shapes but only in man and
in metaphysical things, and that in order to establish the interplay
between the concrete and abstract, the physical and metaphysical,
given shapes and the metaphor of painting, both had to be transformed
from the procedure of art into the very means of art itself.
Now the ornament as the form of the metaphor in art plays a most
complicated role--not only is every great over-all style determined
by the specific interplay between ornamental vision and given
shapes but every style has a basic fundamental ornament which
indicates the basic will that underlies the whole style. Cezanne
without painting so-called ornaments transformed this ability
of interplay between the concrete and abstract, so to speak (which
the ornament always has as to the interplay between given shapes
as the concrete element and ornamental vision as the abstract
one, given shapes as the physical element and the ornament as
the metaphysical element), into the means of expressing the fundamental
basic will underlying the whole style of transformation. Underlying
all his pictures is expressed something that is constantly disturbed
but which nevertheless constantly comes back into balance. By
his use of ornamental design--by his use of color and the visible
brushstroke--he achieved not only a unity but more: he achieved
a tensional effect where everything forms before our very eyes
into the concrete form of the shape of figures and being--giving
the very procedure of art an expression of art itself. Cezanne
by his discovery of this new creative ornamental element--which
at first glance seems to have no symmetry but which has at once
a perfect equilibrium of contrasting forces--was able to give
us an over-all vision of the world that corresponded to scientific
discoveries made later, and although he knew nothing of them,
to certain metaphysical propositions put forward by Nietzsche.
First of all, by means of this Cezanne was able to give the new
space of the modern style. Because of the tension created by this
structural equilibrium, so to speak, of contrasting forces that
stay together in a dynamic way, of forces working against each
other and by that being forced to work with each other (which
is the working tension of the whole modern style) space is created--a
new space which reflects scientific discoveries made later about
the relation of space to the observer. It was found that the observer
cannot be kept out of natural space, that it changes with him,
that space is bound to the specific observation conditions of
the observer. This new vision of space Cezanne gave us--and with
it the entirely new kind of perspective that necessarily related
to it: a perspective now that cannot be perspective in the old
sense but which must be considered from the point of view that
every human being himself is perspective and throws his own perspective
into the world.
Secondly, Cezanne by means of this ornamental element, which
is also able to give the movement, the action, so to speak, of
particles arranged in an equilibrium of contrasting forces--and
by that to be able to give the possibility of tension and the
over-all expression of action--was able to show us matter as being
in constant action, to make us see the activity of things, the
doing of things, to show us being of all kind in the procedure
of being, interwoven into an active density, so to speak, and
by that to give us an experience of the same thing that scientists
later discovered in nature as fields of activities (fields that
regardless of what type of activity--electrical, magnetic, etc.,
are always activity of some kind) and that Nietzsche expressed
as the “will to power.”
Nietzsche in attempting to overcome Hegel’s identification
of the physical and metaphysical presented a vision of the universe
where he tried to prove--by ascribing to everything in nature
the quality of human will, by making of everything the will to
power, by making in his vision of the universe a universe full
of purpose and intention--that although the process of continual
change was not a process that could be described as a process
of becoming in the way Hegel tried to do it (a process which physically
existed but which, contrary to Hegel, was neither a process in
which man was involved nor a process of either becoming or going
away but merely one of change) that it was nevertheless really
a process of becoming--which meant that Nietzsche presented a
vision of the world that corresponded exactly to the one painted
by Cezanne (although it was one that Nietzsche as a philosopher,
contrary to Cezanne as an artist, was not en-titled to present).
As Nietzsche wanted to ascribe to everything a will to power (by
which he really meant the utmost exertion of strength of every
particle in being to stand its own ground and to influence others)
and ended up by giving only effect, Cezanne, who was concerned
only with one thing--how to put meaning back into things and to
unify them--saw that nature could only be described in quantities
of effect, that all life could only be described now in terms
of action and that whatever unity there was must be unity of action.
This basic concern of Cezanne to show in all his pictures being
in action explains a great deal about Cezanne’s work--not
only in terms of the over-all impact visually of being presented
with an energetic and dynamic world picture where being is only
measured in terms of dynamics of effect, but also in terms of
his specific use of the visible brushstroke and especially color--which
he thought best expressed that intensity and action of being he
wanted to give and which he used as the means to unify all his
pictures. Cezanne once said, “I paint and by painting I
draw.” And he was right--he only drew by painting. He gave
graphic structure by structural organization--a structural organization
brought about by color and united by color.
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